manager, banking operations
Title posted on CareerBeacon -
Manager I, Governance & Control, Business Banking
Posted on
November 18, 2024
by
Employer details
TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Governance & ControlPay Details:$76,800 - $115,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:Department OverviewThe Business Banking Governance & Control (BBG&C) team acts as the 1st Line of Defense (1B) in TD's "Three Lines of Defense" model to risk management. We work with Control Partners to ensure appropriate control frameworks are implemented within Business Banking (BB) that are designed to effectively and proactively mitigate operational and regulatory risk. We are also responsible for completing quality control testing activities to ensure appropriate compliance to regulations and business processes.Job DescriptionReporting to the Manager, Business Banking G&C, the Manager I, Governance & Control will provide support for AML /Regulatory Compliance Management as an SME and manage/conduct ongoing quality testing for key controls.In addition, the Manager I, Governance & Control will:Manage and assist on a set of business governance and control programs requiring coordination across multiple areas and business stakeholders in support of the overall business strategy and execute governance and control activities in accordance with established standards.Lead the periodic refresh of AML/RCM controls.Manage the intake & assessment of risk incidents / potential issues from AML/regulatory impact standpoint. Incident tracking and managing the Issues lifecycle by coordinating with various stakeholders to ensure timely escalation/reporting, remediation, and closure of these issues.Provide subject matter expertise on Business Banking Regulatory Compliance/AML.Execute governance and control testing activities in accordance with established standards and testing programs.Provide specialized business governance and control related advice/support to management / leadership and respective teams for area(s) of specializationInterprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels.Review processes and controls and "connect the dots" across issues and control deficiencies to increase standardization of solutions, processes and controlsExercise discretion in managing correspondence, information, and all matters of confidentiality.Keep management informed about the status / progress of testing and completion of testing within assigned timeframesFoster a positive work environment and contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate.Job RequirementsMinimum 7+ years related experiencePrevious Audit, AML, Regulatory Compliance Testing or 1st Line Controls Testing experience with in-depth knowledge of business processes within Banking industry is considered assetDetail oriented and strong analytical skills, with experience in collecting and organizing informationStrong written and verbal communication skillsAbility to exercise sound judgement in making decisionsAbility to work independently and collaboratively to build relationships across teams and functionsProficient knowledge of governance, risk and control procedures, strategies & tacticsEffective time manage
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LocationToronto, ON
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Workplace information
On site
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SalaryNot available
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Terms of employment
Permanent employmentFull time
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Starts as soon as possible
- vacancies
1 vacancy
- Source
CareerBeacon
#2123388
Advertised until
2024-12-18
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