human resources consultant
Title posted on CareerBeacon -
Compliance Business Oversight Manager
Posted on
October 06, 2024
by
Employer details
TD Bank
Job details
Work Location:CanadaHours:35Line of Business:CompliancePay Details:We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job Description:Department OverviewThe mandate of the TD Compliance Department is to foster a culture of integrity, ethics, and compliance and deliver independent risk management and oversight of regulatory compliance risk and conduct risk throughout the Toronto-Dominion Bank and its subsidiaries, to protect our reputation and operate within our risk appetite and is designed to support sustained trust and confidence in TD by our consumers, employees, regulators, investors, and markets.Job Description: Reporting to the AVP, Insurance Compliance, the Compliance Business Oversight Manager will provide advice, support, and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance / Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.Specific accountabilities include:Support the RCM risk assessment and program effectiveness assessment work.Support the work needed to develop and maintain RCM related policies and procedures.Support the Enterprise Road-to-Strong initiative for TDI.Support and/or perform the work to keep Merlin records updated and properly managed.Support and assist the ROs when required with RCM and Merlin related activities.Support the undertaking activities related to the Global Regulatory Inventory & Control Standard, including determining, reviewing applicability of laws, rules, and regulations (LRRs) and controls to mitigate LRR risk.Support the monitoring testing activities of RCM controls and support Compliance advisory team & ETC with testing activities involving TD Insurance.Help to review and challenge monitoring & testing programs at 1B and TDI Business levels.Engage with business partners and business leaders to determine and implement TDI Compliance monitoring and testing activities as required.Conduct and/or support monitoring and/or testing activities of RCM controls and providing oversight for activities listed above.Guide partner through the development, implementation, oversight, and management of effective RCM Program.Proactively advise the business of new and changed Compliance regulatory and/or policy changes related to RCM.Formulate relevant and meaningful data analysis, leveraging advanced modeling and analytics, and lead on the interpretation of complex business issues, generate multifaceted insights and identify opportunities to address business regulatory requirements and issues.Contribute to the development and implementation of Compliance programs.Guide partner through the implementation, oversight, and management of effective Compliance Programs.Prepare summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of Compliance.Represent Compliance on internal or external committees relating to designated business activities as required.Deliver relevant subject matter expertise and Compliance advice to business management.Conduct meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/policies/ practices.Manage high risk initiatives and escalations; lead initiatives/guidance as appropriate.Actively assist in developing and overseeing implementation of business line policies and Compliance Team procedures.Oversee respective programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities.Consistently exercise discretion in managing correspondence, information, and all matters of confidentiality; escalate issues where app
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LocationToronto, ON
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Workplace information
On site
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SalaryNot available
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Terms of employment
Permanent employmentFull time
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Starts as soon as possible
- vacancies
1 vacancy
- Source
CareerBeacon
#2114903
Advertised until
2024-11-04
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